1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock option (right to buy)
|
(1)
|
07/10/2014 |
Common Stock
|
6,250
|
$
3
|
D
|
|
Stock option (right to buy)
|
(2)
|
07/10/2014 |
Common Stock
|
50,000
|
$
3
|
D
|
|
Stock option (right to buy)
|
(3)
|
07/10/2014 |
Common Stock
|
37,500
|
$
3
|
D
|
|
Stock option (right to buy)
|
(4)
|
09/23/2013 |
Common Stock
|
50,000
|
$
3
|
D
|
|
Stock option (right to buy)
|
(5)
|
10/01/2015 |
Common Stock
|
6,250
|
$
10.16
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option becomes exercisable as to 20% of the shares on May 3, 2005, and becomes exercisable as to 1/5th of the remaining shares each full year thereafter or becomes fully exercisable upon the closing of the initial public offering, if earlier. |
(2) |
The option becomes exercisable as to 20% of the shares on December 16, 2004, and becomes exercisable as to 1/5th of the remaining shares each full year thereafter. |
(3) |
The option becomes exercisable as to 20% of the shares on May 3, 2005, and becomes exercisable as to 1/5th of the remaining shares each full year thereafter. |
(4) |
The option becomes exercisable as to 20% of the shares on August 25, 2004, and becomes exercisable as to 1/5th of the remaining shares each full year thereafter. |
(5) |
The option becomes exercisable as to 20% of the shares on October 1, 2006, and becomes exercisable as to 1/60th of the remaining shares each full month thereafter. |